Securities and Exchange Commission March 2010 – Federal Register Recent Federal Regulation Documents

MetLife Insurance Company of Connecticut, et al.
Document Number: 2010-7207
Type: Notice
Date: 2010-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants seek an order approving the substitution of certain series of the Investment Companies for shares of series of other unaffiliated registered investment companies held by the Separate Accounts to fund certain group and individual variable annuity contracts and variable life insurance policies issued by the Insurance Companies (collectively, the ``Contracts''). The Section 17 Applicants seek an order pursuant to Section 17(b) of the Act to permit certain in-kind transactions in connection with certain of the Substitutions.
MCG Capital Corporation; Notice of Application
Document Number: 2010-7206
Type: Notice
Date: 2010-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: MCG Capital Corporation (the ``Applicant''), requests an order to amend a prior order (the ``Prior Order'') \1\ that permits the Applicant to issue restricted shares of its common stock (``Restricted Stock'') to Applicant's employees and non-employee directors (``Participants'') pursuant to the MCG Capital Corporation 2006 Employee Restricted Stock Plan and the MCG Capital Corporation 2006 Non-Employee Director Restricted Stock Plan (together, the ``Plans'').\2\ Applicant seeks to amend the Prior Order in order to engage in certain transactions, provided for in the MCG Capital Corporation Second Amended and Restated 2006 Employee Restricted Stock Plan and the MCG Capital Corporation Second Amended and Restated Non- Employee Director Restricted Stock Plan (together, the ``Amended Plans'') that may constitute purchases by the Applicant of its own securities within the meaning of section 23(c) of the Act.
Sunshine Act Meeting
Document Number: 2010-7128
Type: Notice
Date: 2010-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Rydex Series Funds, et al.; Notice of Application
Document Number: 2010-6874
Type: Notice
Date: 2010-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
RMR Real Estate Income Fund, et al.; Notice of Application
Document Number: 2010-6779
Type: Notice
Date: 2010-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan
Document Number: 2010-6775
Type: Notice
Date: 2010-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Minor Rule Violation Plan
Document Number: 2010-6774
Type: Notice
Date: 2010-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2010-6711
Type: Notice
Date: 2010-03-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2010-6506
Type: Notice
Date: 2010-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2010-6505
Type: Notice
Date: 2010-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2010-6504
Type: Notice
Date: 2010-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
SeaCo Ltd.; Notice of Application
Document Number: 2010-6303
Type: Notice
Date: 2010-03-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: SeaCo Ltd. (``SeaCo'') seeks an order under section 3(b)(2) of the Act declaring it to be primarily engaged in a business other than that of investing, reinvesting, owning, holding or trading in securities. SeaCo is primarily engaged in the shipping container business.
Sunshine Act Meeting
Document Number: 2010-6368
Type: Notice
Date: 2010-03-22
Agency: Securities and Exchange Commission, Agencies and Commissions
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