Agency Forms Submitted for OMB Review, Request for Comments, 73156-73157 [2016-25673]

Download as PDF 73156 Federal Register / Vol. 81, No. 205 / Monday, October 24, 2016 / Notices Service of Filing a Functionally Equivalent Global Reseller Expedited Package 2 Negotiated Service Agreement; Filing Acceptance Date: October 17, 2016; Filing Authority: 39 CFR 3015.5; Public Representative: Jennaca D. Upperman; Comments Due: October 26, 2016. This notice will be published in the Federal Register. Stacy L. Ruble, Secretary. [FR Doc. 2016–25562 Filed 10–21–16; 8:45 am] BILLING CODE 7710–FW–P RAILROAD RETIREMENT BOARD Agency Forms Submitted for OMB Review, Request for Comments Summary: In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. Chapter 35), the Railroad Retirement Board (RRB) is forwarding an Information Collection Request (ICR) to the Office of Information and Regulatory Affairs (OIRA), Office of Management and Budget (OMB). Our ICR describes the information we seek to collect from the public. Review and approval by OIRA ensures that we impose appropriate paperwork burdens. The RRB invites comments on the proposed collections of information to determine (1) the practical utility of the collections; (2) the accuracy of the estimated burden of the collections; (3) ways to enhance the quality, utility, and clarity of the information that is the subject of collection; and (4) ways to minimize the burden of collections on respondents, including the use of automated collection techniques or other forms of information technology. Comments to the RRB or OIRA must contain the OMB control number of the ICR. For proper consideration of your comments, it is best if the RRB and OIRA receive them within 30 days of the publication date. 1. Title and purpose of information collection: Application to Act as Representative Payee; OMB 3220–0052. Under Section 12 of the Railroad Retirement Act, the Railroad Retirement Board (RRB) may pay benefits to a representative payee when an employee, spouse or survivor annuitant is incompetent or is a minor. A representative payee may be a courtappointed guardian, a statutory conservator or an individual selected by the RRB. The procedures pertaining to the appointment and responsibilities of a representative payee are prescribed in 20 CFR 266. The forms furnished by the RRB to apply for representative payee status, and for securing the information needed to support the application follow. RRB Form AA–5, Application for Substitution of Payee, obtains information needed to determine the selection of a representative payee who will serve in the best interest of the beneficiary. RRB Form G–478, Statement Regarding Patient’s Capability to Manage Benefits, obtains information about an annuitant’s capability to manage their own benefits. The form is completed by the annuitant’s personal physician or by a medical officer, if the annuitant is in an institution. It is not required when a court has appointed an individual or institution to manage the annuitant’s funds or, in the absence of such appointment, when the annuitant is a minor. The RRB also provides representative payees with a booklet at the time of their appointment. The booklet, RRB Form RB–5, Your Duties as Representative Payee-Representative Payee’s Record, advises representative payees of their responsibilities under 20 CFR 266.9 and provides a means for the representative payee to maintain records pertaining to the receipt and use of RRB benefits. The booklet is provided for the representative payee’s convenience. The RRB also accepts records that are kept by representative payees as part of a common business practice. Completion is voluntary. One response is requested of each respondent. Previous Requests for Comments: The RRB has already published the initial 60-day notice (81 FR 54856 on August 17, 2016) required by 44 U.S.C. 3506(c)(2). That request elicited no comments. Information Collection Request (ICR) Title: Application to Act as Representative Payee. OMB Control Number: 3220–0052. Forms submitted: AA–5, G–478, and RB–5. Type of request: Revision of a currently approved collection. Affected public: Individuals or Households; Business or other for Profit. Abstract: Under Section 12 of the Railroad Retirement Act, the Railroad Retirement Board (RRB) may pay benefits to a representative payee when an employee, spouse or survivor annuitant is incompetent or is a minor. The collection obtains information related to the representative payee application, supporting documentation and the maintenance of records pertaining to the receipt and use of benefits. Changes proposed: The RRB is proposing non-burden impacting editorial changes to Forms AA–5, G– 478, and the RB–5 booklet. The burden estimate for the ICR is as follows: Annual responses Form No. Time (minutes) Burden (hours) 3,000 2,250 750 2,000 15,300 11,475 3,825 ........................ 17 ........................ 6 ........................ 60 ........................ 850 637.5 212.5 200.0 15,300 11,475 3,825 Total ............................................................................................................................... sradovich on DSK3GMQ082PROD with NOTICES AA–5 ............................................................................................................................................ Individuals ............................................................................................................................. Institutions ............................................................................................................................. G–478 .......................................................................................................................................... RB–5 ............................................................................................................................................ Individuals ............................................................................................................................. Institutions ............................................................................................................................. 20,300 ........................ 16,350 2. Employer Service and Compensation Reports; OMB 3220– 0070. Section 2(c) of the Railroad Unemployment Insurance Act (RUIA) specifies the maximum normal unemployment and sickness benefits VerDate Sep<11>2014 17:42 Oct 21, 2016 Jkt 241001 that may be paid in a benefit year. Section 2(c) further provides for extended benefits for certain employees and for beginning a benefit year early for other employees. The conditions for these actions are prescribed in 20 CFR 302. PO 00000 Frm 00101 Fmt 4703 Sfmt 4703 All information about creditable railroad service and compensation needed by the RRB to administer Section 2(c) is not always available from annual reports filed by railroad employers with the RRB (OMB 3220– 0008). When this occurs, the RRB must E:\FR\FM\24OCN1.SGM 24OCN1 73157 Federal Register / Vol. 81, No. 205 / Monday, October 24, 2016 / Notices obtain supplemental information about service and compensation. The RRB utilizes Form UI–41, Supplemental Report of Service and Compensation, and Form UI–41a, Supplemental Report of Compensation, to obtain the additional information about service and compensation from railroad employers. Completion of the forms is mandatory. One response is required of each respondent. Previous Requests for Comments: The RRB has already published the initial 60-day notice (81 FR 54857 on August 17, 2016) required by 44 U.S.C. 3506(c)(2). That request elicited no comments. Information Collection Request (ICR) Title: Employer Service and Compensation Reports. OMB Control Number: 3220–0070. Forms submitted: UI–41 and UI–41a. Type of request: Extension without change of a currently approved collection. Affected public: Private Sector; Businesses or other for profits. Abstract: The reports obtain the employee’s service and compensation for a period subsequent to those already on file and the employee’s base year compensation. The information is used to determine the entitlement to and the amount of benefits payable. Changes proposed: The RRB proposes no changes to Form UI–41 and UI–41a. The burden estimate for the ICR is as follows: Annual responses Form No. Time (minutes) Burden (hours) UI–41 ........................................................................................................................................... UI–41a ......................................................................................................................................... 100 50 8 8 13 7 Total ...................................................................................................................................... 150 ........................ 20 Additional Information or Comments: Copies of the forms and supporting documents can be obtained from Dana Hickman at (312) 751–4981 or Dana.Hickman@RRB.GOV. Comments regarding the information collection should be addressed to Charles Mierzwa, Railroad Retirement Board, 844 North Rush Street, Chicago, Illinois 60611–1275 or Charles.Mierzwa@RRB.GOV and to the OMB Desk Officer for the RRB, Fax: 202–395–6974, Email address: OIRA_ Submission@omb.eop.gov. Charles Mierzwa, Associate Chief Information Officer for Policy and Compliance. [FR Doc. 2016–25673 Filed 10–21–16; 8:45 am] BILLING CODE 7905–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–79119; File No. SR– NASDAQ–2016–138] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7046 sradovich on DSK3GMQ082PROD with NOTICES October 19, 2016. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on October 11, 2016, The NASDAQ Stock Market LLC (‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items 1 15 2 17 U.S.C. 78s(b)(1). CFR 240.19b–4. VerDate Sep<11>2014 17:42 Oct 21, 2016 have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change I. Self-Regulatory Organization’s Statement of the Terms of the Substance of the Proposed Rule Change The Exchange recently added Nasdaq Rule 7046 (Nasdaq Trading Insights) to the Nasdaq rule book.4 Nasdaq Trading Insights is an optional market data service available to market participants for a corresponding fee 5 and comprised of four distinct market data components. Specifically, as described in greater detail in the filing to establish Nasdaq Trading Insights, the market data components include: (a) Missed Opportunity—Liquidity; (b) Missed Opportunity—Latency; (c) Peer Benchmarking; and (d) Liquidity Dynamics Analysis. The purpose of this proposed rule change is to announce that Nasdaq is delaying the availability of the fourth component, Liquidity Dynamics Analysis, while analyzing the possibility of modifying that component and/or introducing adding [sic] additional data elements to Nasdaq Trading Insights. Nasdaq will submit a proposed rule change in the near future to confirm the availability of the Liquidity Dynamics Analysis component and/or to effectuate any additional changes to Nasdaq Trading Insights. The Exchange proposes to amend Nasdaq Rule 7046 (Nasdaq Trading Insights) to delay the availability of one of the components of that product. The Exchange is requesting that the Commission waive the five-day prefiling requirement and the 30-day operative delay period contained in SEC Rule 19b–4(f)(6)(iii).3 The text of the proposed rule change is available on the Exchange’s Web site at https://nasdaq.cchwallstreet.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. 3 17 Jkt 241001 PO 00000 CFR 240.19b–4(f)(6)(iii). Frm 00102 Fmt 4703 Sfmt 4703 1. Purpose 2. Statutory Basis The Exchange believes that the proposed rule change is consistent with the provisions of Section 6 of the Act,6 4 Securities Exchange Act Release No. 78886 (September 20, 2016), 81 FR 66113 (September 26, 2016) (SR–NASDAQ–2016–101). 5 SR–NASDAQ–2016–124 (September 23, 2016). 6 15 U.S.C. 78f. E:\FR\FM\24OCN1.SGM 24OCN1

Agencies

[Federal Register Volume 81, Number 205 (Monday, October 24, 2016)]
[Notices]
[Pages 73156-73157]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-25673]


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RAILROAD RETIREMENT BOARD


Agency Forms Submitted for OMB Review, Request for Comments

    Summary: In accordance with the Paperwork Reduction Act of 1995 (44 
U.S.C. Chapter 35), the Railroad Retirement Board (RRB) is forwarding 
an Information Collection Request (ICR) to the Office of Information 
and Regulatory Affairs (OIRA), Office of Management and Budget (OMB). 
Our ICR describes the information we seek to collect from the public. 
Review and approval by OIRA ensures that we impose appropriate 
paperwork burdens.
    The RRB invites comments on the proposed collections of information 
to determine (1) the practical utility of the collections; (2) the 
accuracy of the estimated burden of the collections; (3) ways to 
enhance the quality, utility, and clarity of the information that is 
the subject of collection; and (4) ways to minimize the burden of 
collections on respondents, including the use of automated collection 
techniques or other forms of information technology. Comments to the 
RRB or OIRA must contain the OMB control number of the ICR. For proper 
consideration of your comments, it is best if the RRB and OIRA receive 
them within 30 days of the publication date.
    1. Title and purpose of information collection: Application to Act 
as Representative Payee; OMB 3220-0052.
    Under Section 12 of the Railroad Retirement Act, the Railroad 
Retirement Board (RRB) may pay benefits to a representative payee when 
an employee, spouse or survivor annuitant is incompetent or is a minor. 
A representative payee may be a court-appointed guardian, a statutory 
conservator or an individual selected by the RRB. The procedures 
pertaining to the appointment and responsibilities of a representative 
payee are prescribed in 20 CFR 266.
    The forms furnished by the RRB to apply for representative payee 
status, and for securing the information needed to support the 
application follow. RRB Form AA-5, Application for Substitution of 
Payee, obtains information needed to determine the selection of a 
representative payee who will serve in the best interest of the 
beneficiary. RRB Form G-478, Statement Regarding Patient's Capability 
to Manage Benefits, obtains information about an annuitant's capability 
to manage their own benefits. The form is completed by the annuitant's 
personal physician or by a medical officer, if the annuitant is in an 
institution. It is not required when a court has appointed an 
individual or institution to manage the annuitant's funds or, in the 
absence of such appointment, when the annuitant is a minor. The RRB 
also provides representative payees with a booklet at the time of their 
appointment. The booklet, RRB Form RB-5, Your Duties as Representative 
Payee-Representative Payee's Record, advises representative payees of 
their responsibilities under 20 CFR 266.9 and provides a means for the 
representative payee to maintain records pertaining to the receipt and 
use of RRB benefits. The booklet is provided for the representative 
payee's convenience. The RRB also accepts records that are kept by 
representative payees as part of a common business practice. Completion 
is voluntary. One response is requested of each respondent.
    Previous Requests for Comments: The RRB has already published the 
initial 60-day notice (81 FR 54856 on August 17, 2016) required by 44 
U.S.C. 3506(c)(2). That request elicited no comments.

Information Collection Request (ICR)

    Title: Application to Act as Representative Payee.
    OMB Control Number: 3220-0052.
    Forms submitted: AA-5, G-478, and RB-5.
    Type of request: Revision of a currently approved collection.
    Affected public: Individuals or Households; Business or other for 
Profit.
    Abstract: Under Section 12 of the Railroad Retirement Act, the 
Railroad Retirement Board (RRB) may pay benefits to a representative 
payee when an employee, spouse or survivor annuitant is incompetent or 
is a minor. The collection obtains information related to the 
representative payee application, supporting documentation and the 
maintenance of records pertaining to the receipt and use of benefits.
    Changes proposed: The RRB is proposing non-burden impacting 
editorial changes to Forms AA-5, G-478, and the RB-5 booklet.
    The burden estimate for the ICR is as follows:

----------------------------------------------------------------------------------------------------------------
                                                                      Annual
                            Form No.                                 responses    Time (minutes)  Burden (hours)
----------------------------------------------------------------------------------------------------------------
AA-5............................................................           3,000  ..............             850
    Individuals.................................................           2,250              17           637.5
    Institutions................................................             750  ..............           212.5
G-478...........................................................           2,000               6           200.0
RB-5............................................................          15,300  ..............          15,300
    Individuals.................................................          11,475              60          11,475
    Institutions................................................           3,825  ..............           3,825
                                                                 -----------------------------------------------
        Total...................................................          20,300  ..............          16,350
----------------------------------------------------------------------------------------------------------------

    2. Employer Service and Compensation Reports; OMB 3220-0070.
    Section 2(c) of the Railroad Unemployment Insurance Act (RUIA) 
specifies the maximum normal unemployment and sickness benefits that 
may be paid in a benefit year. Section 2(c) further provides for 
extended benefits for certain employees and for beginning a benefit 
year early for other employees. The conditions for these actions are 
prescribed in 20 CFR 302.
    All information about creditable railroad service and compensation 
needed by the RRB to administer Section 2(c) is not always available 
from annual reports filed by railroad employers with the RRB (OMB 3220-
0008). When this occurs, the RRB must

[[Page 73157]]

obtain supplemental information about service and compensation.
    The RRB utilizes Form UI-41, Supplemental Report of Service and 
Compensation, and Form UI-41a, Supplemental Report of Compensation, to 
obtain the additional information about service and compensation from 
railroad employers. Completion of the forms is mandatory. One response 
is required of each respondent.
    Previous Requests for Comments: The RRB has already published the 
initial 60-day notice (81 FR 54857 on August 17, 2016) required by 44 
U.S.C. 3506(c)(2). That request elicited no comments.

Information Collection Request (ICR)

    Title: Employer Service and Compensation Reports.
    OMB Control Number: 3220-0070.
    Forms submitted: UI-41 and UI-41a.
    Type of request: Extension without change of a currently approved 
collection.
    Affected public: Private Sector; Businesses or other for profits.
    Abstract: The reports obtain the employee's service and 
compensation for a period subsequent to those already on file and the 
employee's base year compensation. The information is used to determine 
the entitlement to and the amount of benefits payable.
    Changes proposed: The RRB proposes no changes to Form UI-41 and UI-
41a.
    The burden estimate for the ICR is as follows:

----------------------------------------------------------------------------------------------------------------
                                                                      Annual
                            Form No.                                 responses    Time (minutes)  Burden (hours)
----------------------------------------------------------------------------------------------------------------
UI-41...........................................................             100               8              13
UI-41a..........................................................              50               8               7
                                                                 -----------------------------------------------
    Total.......................................................             150  ..............              20
----------------------------------------------------------------------------------------------------------------

    Additional Information or Comments: Copies of the forms and 
supporting documents can be obtained from Dana Hickman at (312) 751-
4981 or Dana.Hickman@RRB.GOV.
    Comments regarding the information collection should be addressed 
to Charles Mierzwa, Railroad Retirement Board, 844 North Rush Street, 
Chicago, Illinois 60611-1275 or Charles.Mierzwa@RRB.GOV and to the OMB 
Desk Officer for the RRB, Fax: 202-395-6974, Email address: 
OIRA_Submission@omb.eop.gov.

Charles Mierzwa,
Associate Chief Information Officer for Policy and Compliance.
[FR Doc. 2016-25673 Filed 10-21-16; 8:45 am]
BILLING CODE 7905-01-P
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