Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants; Correction, 32643 [2016-12166]

Download as PDF Federal Register / Vol. 81, No. 100 / Tuesday, May 24, 2016 / Rules and Regulations AIRAC date State City Airport Central Maine Arpt Of Norridgewock. Auburn/Lewiston Muni ..... 6/6681 04/07/16 RNAV (GPS) RWY 15, Orig. 6/6781 04/07/16 ILS OR LOC RWY 4, Amdt 10D. Auburn/Lewiston Muni ..... 6/6782 04/07/16 RNAV (GPS) RWY 4, Amdt 1. Auburn/Lewiston Muni ..... 6/6783 04/07/16 RNAV (GPS) RWY 22, Amdt 1A. Muscatine Muni ............... Muscatine Muni ............... Lago Vista TX—Rusty Allen. Odessa-Schlemeyer Field Taylor Muni ...................... Fullerton Muni .................. Fullerton Muni .................. Fullerton Muni .................. Miami Muni ...................... Albany Intl ........................ Albany Intl ........................ 6/7375 6/7376 6/7941 04/12/16 04/12/16 04/12/16 RNAV (GPS) RWY 12, Orig. RNAV (GPS) RWY 30, Orig. RNAV (GPS) RWY 15, Orig-A. 6/8024 6/8025 6/8243 6/8244 6/8245 6/9238 6/9287 6/9288 04/12/16 04/12/16 04/07/16 04/07/16 04/07/16 04/12/16 04/07/16 04/07/16 RNAV (GPS) RWY 11, Orig-A. RNAV (GPS) RWY 17, Orig. RNAV (GPS) RWY 24, Orig-A. LOC/DME RWY 24, Orig-A. VOR–A, Amdt 7A. Takeoff Minimums and (Obstacle) DP, Orig. RNAV (GPS) RWY 28, Orig-A. RNAV (GPS) RWY 10, Orig-A. 26–May–16 .... ME 26–May–16 .... ME 26–May–16 .... ME 26–May–16 .... ME 26–May–16 .... 26–May–16 .... 26–May–16 .... IA IA TX Norridgewock. Auburn/ Lewiston. Auburn/ Lewiston. Auburn/ Lewiston. Muscatine ... Muscatine ... Lago Vista .. 26–May–16 26–May–16 26–May–16 26–May–16 26–May–16 26–May–16 26–May–16 26–May–16 TX TX CA CA CA OK NY NY Odessa ....... Taylor .......... Fullerton ...... Fullerton ...... Fullerton ...... Miami .......... Albany ......... Albany ......... .... .... .... .... .... .... .... .... [FR Doc. 2016–11956 Filed 5–23–16; 8:45 am] BILLING CODE 4910–13–P SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34–77617A; File No. S7–25– 11] RIN 3235–AL10 Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants; Correction Securities and Exchange Commission. ACTION: Final rule; correction. AGENCY: The Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) is making a technical correction to a burden estimate for Paperwork Reduction Act purposes and a corresponding estimate in the Economic Analysis of the business conduct standards for security-based swap dealers and major security-based swap participants. DATES: Effective: May 24, 2016. FOR FURTHER INFORMATION CONTACT: Lourdes Gonzalez, Assistant Chief Counsel—Sales Practices, Office of Chief Counsel, Division of Trading and Markets, at (202) 551–5550, at the Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549. mstockstill on DSK3G9T082PROD with RULES SUMMARY: In Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants (FR Doc. 2016–10918), published in the SUPPLEMENTARY INFORMATION: VerDate Sep<11>2014 17:11 May 23, 2016 Jkt 238001 FDC No. FDC date 32643 Federal Register on May 13, 2016, the following corrections are made: 1. On page 30090, in the third column, under the heading ‘‘1. Verification of Status,’’ the second sentence is hereby deleted and replaced with the sentence: ‘‘As noted above, Rule 15Fh–3(a)(3) differs from the CFTC’s rule, which instead includes an opt-in for plans ‘‘defined in’’ ERISA, but not subject to Title I of ERISA.’’ Footnote 1529 remains as published. 2. Also on page 30090, in the third column, in the fourth sentence under the same heading, the phrase ‘‘complying with the rules, as adopted,’’ is replaced with the phrase ‘‘complying with Rules 15Fh–3(a)(1) and (2)’’. 3. On page 30091, in the first column, under the same heading, a new paragraph begins after footnote 1531, beginning with the sentence ‘‘We do not anticipate any ongoing burdens with respect to this rule.’’ 4. Also on page 30091, in the first column, under the same heading, the following sentence is added to the end of the last paragraph under this heading: ‘‘We also anticipate that all 55 SBS Entities will incur, on average, an initial internal burden of 30 minutes to prepare the notice required pursuant to Rule 15Fh–3(a)(3) for counterparties defined in Rule 15Fh–2(d)(4), for an aggregate total of 27.5 hours.’’ 5. On page 30110, in the first column, in the first sentence of the sixth paragraph under the heading ‘‘C. Costs and Benefits of Business Conduct Rules, 1. Verification of Status and Know Your Counterparty Rules,’’ the estimate for the direct costs of compliance is corrected to ‘‘$28,050’’ from ‘‘$17,600’’. 6. Footnote 1655 on page 30110, is corrected to: ‘‘Initial outside counsel cost: $500 * (20 non-CFTC registered PO 00000 Frm 00027 Fmt 4700 Sfmt 4700 Subject SBS Entities) = $10,000. Initial adherence letter and notification burden: (In-house attorney at $380 per hour) × 47.5 hours = $18,050.’’ 7. On page 30120, in the first column, in the fourth paragraph under the heading ‘‘4. Special Entities, a. Scope and Verification,’’ the third sentence is corrected to: ‘‘Out of 3,635 special entities subscribed to the ISDA August 2012 DF Protocol, 1,453 market participants (approximately 40%) are special entities not defined in Rule 15Fh–2(d)(3).’’ Dated: May 19, 2016. Brent J. Fields, Secretary. [FR Doc. 2016–12166 Filed 5–23–16; 8:45 am] BILLING CODE 8011–01–P SOCIAL SECURITY ADMINISTRATION 20 CFR Part 404 [Docket No. SSA–2016–0016] RIN 0960–AI00 Extension of Expiration Dates for Two Body System Listings Social Security Administration. Final rule. AGENCY: ACTION: We are extending the expiration dates of the following body systems in the Listing of Impairments (listings) in our regulations: Endocrine Disorders and Immune System Disorders. We are making no other revisions to these body systems in this final rule. This extension ensures that we will continue to have the criteria we need to evaluate impairments in the affected body systems at step three of the sequential evaluation processes for SUMMARY: E:\FR\FM\24MYR1.SGM 24MYR1

Agencies

[Federal Register Volume 81, Number 100 (Tuesday, May 24, 2016)]
[Rules and Regulations]
[Page 32643]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-12166]


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SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 240

[Release No. 34-77617A; File No. S7-25-11]
RIN 3235-AL10


Business Conduct Standards for Security-Based Swap Dealers and 
Major Security-Based Swap Participants; Correction

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; correction.

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SUMMARY: The Securities and Exchange Commission (``SEC'' or 
``Commission'') is making a technical correction to a burden estimate 
for Paperwork Reduction Act purposes and a corresponding estimate in 
the Economic Analysis of the business conduct standards for security-
based swap dealers and major security-based swap participants.

DATES: Effective: May 24, 2016.

FOR FURTHER INFORMATION CONTACT: Lourdes Gonzalez, Assistant Chief 
Counsel--Sales Practices, Office of Chief Counsel, Division of Trading 
and Markets, at (202) 551-5550, at the Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549.

SUPPLEMENTARY INFORMATION: In Business Conduct Standards for Security-
Based Swap Dealers and Major Security-Based Swap Participants (FR Doc. 
2016-10918), published in the Federal Register on May 13, 2016, the 
following corrections are made:
    1. On page 30090, in the third column, under the heading ``1. 
Verification of Status,'' the second sentence is hereby deleted and 
replaced with the sentence: ``As noted above, Rule 15Fh-3(a)(3) differs 
from the CFTC's rule, which instead includes an opt-in for plans 
``defined in'' ERISA, but not subject to Title I of ERISA.'' Footnote 
1529 remains as published.
    2. Also on page 30090, in the third column, in the fourth sentence 
under the same heading, the phrase ``complying with the rules, as 
adopted,'' is replaced with the phrase ``complying with Rules 15Fh-
3(a)(1) and (2)''.
    3. On page 30091, in the first column, under the same heading, a 
new paragraph begins after footnote 1531, beginning with the sentence 
``We do not anticipate any ongoing burdens with respect to this rule.''
    4. Also on page 30091, in the first column, under the same heading, 
the following sentence is added to the end of the last paragraph under 
this heading: ``We also anticipate that all 55 SBS Entities will incur, 
on average, an initial internal burden of 30 minutes to prepare the 
notice required pursuant to Rule 15Fh-3(a)(3) for counterparties 
defined in Rule 15Fh-2(d)(4), for an aggregate total of 27.5 hours.''
    5. On page 30110, in the first column, in the first sentence of the 
sixth paragraph under the heading ``C. Costs and Benefits of Business 
Conduct Rules, 1. Verification of Status and Know Your Counterparty 
Rules,'' the estimate for the direct costs of compliance is corrected 
to ``$28,050'' from ``$17,600''.
    6. Footnote 1655 on page 30110, is corrected to: ``Initial outside 
counsel cost: $500 * (20 non-CFTC registered SBS Entities) = $10,000. 
Initial adherence letter and notification burden: (In-house attorney at 
$380 per hour) x 47.5 hours = $18,050.''
    7. On page 30120, in the first column, in the fourth paragraph 
under the heading ``4. Special Entities, a. Scope and Verification,'' 
the third sentence is corrected to: ``Out of 3,635 special entities 
subscribed to the ISDA August 2012 DF Protocol, 1,453 market 
participants (approximately 40%) are special entities not defined in 
Rule 15Fh-2(d)(3).''

    Dated: May 19, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-12166 Filed 5-23-16; 8:45 am]
BILLING CODE 8011-01-P
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