Closed Meeting on Executive Order 12333, 37031 [2015-15824]
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Federal Register / Vol. 80, No. 124 / Monday, June 29, 2015 / Notices
The Commission appoints Kenneth R.
Moeller to serve as Public
Representative in these dockets.
III. Ordering Paragraphs
It is ordered:
1. The Commission establishes Docket
Nos. MC2015–57 and CP2015–85 to
consider the matters raised in each
docket.
2. Pursuant to 39 U.S.C. 505, Kenneth
R. Moeller is appointed to serve as an
officer of the Commission to represent
the interests of the general public in
these proceedings (Public
Representative).
3. Comments are due no later than
July 1, 2015.
4. The Secretary shall arrange for
publication of this order in the Federal
Register.
By the Commission.
Shoshana M. Grove,
Secretary.
[FR Doc. 2015–15909 Filed 6–26–15; 8:45 am]
BILLING CODE 7710–FW–P
PRIVACY AND CIVIL LIBERTIES
OVERSIGHT BOARD
[Notice–PCLOB–2015–04; Docket No. 2015–
0002, Sequence No. 4]
Closed Meeting on Executive Order
12333
Privacy and Civil Liberties
Oversight Board.
ACTION: Notice of closed meeting.
AGENCY:
On April 8, 2015, during an
open Sunshine Act meeting, the Board
voted to select two counterterrorismrelated activities governed by Executive
Order 12333, and conduct focused indepth examinations of those activities.
During this closed meeting, the Board
members will discuss proposed topics
for this in-depth examination.
DATES: The closed meeting will be held
on Wednesday, July 1, 2015 from 9:30
a.m. until 11:30 a.m. Eastern Standard
Time (EST).
ADDRESSES: 2100 K Street NW.,
Washington, DC 20427.
FOR FURTHER INFORMATION CONTACT:
Sharon Bradford Franklin, Executive
Director, 202–331–1986.
SUPPLEMENTARY INFORMATION:
mstockstill on DSK4VPTVN1PROD with NOTICES
SUMMARY:
Status
Closed. Pursuant to 5 U.S.C.
552b(c)(1), it has been determined that
this meeting will be closed to the public
as the Board will be reviewing and
discussing matters properly classified in
accordance with Executive Order 13526.
VerDate Sep<11>2014
17:13 Jun 26, 2015
Jkt 235001
Dated: June 23, 2015.
Eric Broxmeyer,
General Counsel, Privacy and Civil Liberties
Oversight Board.
[FR Doc. 2015–15824 Filed 6–26–15; 8:45 am]
BILLING CODE 6820–b3–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736.
Extension:
Rules 17h–1T and 17h–2T.
SEC File No. 270–359, OMB Control No.
3235–0410.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rules 17h–1T and 17h–2T (17 CFR
240.17h–1T and 17 CFR 240.17h–2T),
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.).
Rule 17h–1T requires a covered
broker-dealer to maintain and preserve
records and other information
concerning certain entities that are
associated with the broker-dealer. This
requirement extends to the financial and
securities activities of the holding
company, affiliates and subsidiaries of
the broker-dealer that are reasonably
likely to have a material impact on the
financial or operational condition of the
broker-dealer. Rule 17h–2T requires a
covered broker-dealer to file with the
Commission quarterly reports and a
cumulative year-end report concerning
the information required to be
maintained and preserved under Rule
17h–1T.
The collection of information required
by Rules 17h–1T and 17h–2T,
collectively referred to as the ‘‘risk
assessment rules’’, is necessary to
enable the Commission to monitor the
activities of a broker-dealer affiliate
whose business activities are reasonably
likely to have a material impact on the
financial or operational condition of the
broker-dealer. Without this information,
the Commission would be unable to
assess the potentially damaging impact
of the affiliate’s activities on the brokerdealer.
PO 00000
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Fmt 4703
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37031
There are currently 306 respondents
that must comply with Rules 17h–1T
and 17h–2T. Each of these 306
respondents are estimated to require 10
hours per year to maintain the records
required under Rule 17h–1T, for an
aggregate estimated annual burden of
3,060 hours (306 respondents × 10
hours). In addition, each of these 306
respondents must make five annual
responses under Rule 17h–2T. These
five responses are estimated to require
14 hours per respondent per year for an
aggregate estimated annual burden of
4,284 hours (306 respondents × 14
hours).
In addition, new respondents must
draft an organizational chart required
under Rule 17h–1T and establish a
system for complying with the risk
assessment rules. The staff estimates
that drafting the required organizational
chart requires one hour and establishing
a system for complying with the risk
assessment rules requires three hours.
Based on the unchanged number of
filers in recent years, the staff estimates
there will be zero new respondents, and
thus, a corresponding estimated burden
of zero hours for new respondents.
Thus, the total compliance burden per
year is approximately 7,344 burden
hours (3,060 hours + 4,284 hours).
The retention period for the
recordkeeping requirement under Rule
17h–1T is not less than two years
following the date the notice is
submitted. There is no specific retention
period or recordkeeping requirement for
Rule 17h–2T. The collection of
information is mandatory. All
information obtained by the
Commission pursuant to the provisions
of Rules 17h–1T and 17h–2T from a
broker or dealer concerning a material
associated person is deemed
confidential information for the
purposes of section 24(b) of the
Exchange Act.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following Web site:
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Pamela
Dyson, Director/Chief Information
Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon,
E:\FR\FM\29JNN1.SGM
29JNN1
]]>Agencies
[Federal Register Volume 80, Number 124 (Monday, June 29, 2015)]
[Notices]
[Page 37031]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-15824]
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PRIVACY AND CIVIL LIBERTIES OVERSIGHT BOARD
[Notice-PCLOB-2015-04; Docket No. 2015-0002, Sequence No. 4]
Closed Meeting on Executive Order 12333
AGENCY: Privacy and Civil Liberties Oversight Board.
ACTION: Notice of closed meeting.
-----------------------------------------------------------------------
SUMMARY: On April 8, 2015, during an open Sunshine Act meeting, the
Board voted to select two counterterrorism-related activities governed
by Executive Order 12333, and conduct focused in-depth examinations of
those activities. During this closed meeting, the Board members will
discuss proposed topics for this in-depth examination.
DATES: The closed meeting will be held on Wednesday, July 1, 2015 from
9:30 a.m. until 11:30 a.m. Eastern Standard Time (EST).
ADDRESSES: 2100 K Street NW., Washington, DC 20427.
FOR FURTHER INFORMATION CONTACT: Sharon Bradford Franklin, Executive
Director, 202-331-1986.
SUPPLEMENTARY INFORMATION:
Status
Closed. Pursuant to 5 U.S.C. 552b(c)(1), it has been determined
that this meeting will be closed to the public as the Board will be
reviewing and discussing matters properly classified in accordance with
Executive Order 13526.
Dated: June 23, 2015.
Eric Broxmeyer,
General Counsel, Privacy and Civil Liberties Oversight Board.
[FR Doc. 2015-15824 Filed 6-26-15; 8:45 am]
BILLING CODE 6820-b3-P
