Privacy Act of 1974 System of Records Notice, 58751-58752 [2014-23203]
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Federal Register / Vol. 79, No. 189 / Tuesday, September 30, 2014 / Notices
Public Meetings
Public meetings are planned. The
dates and locations of meetings can be
obtained by contacting Julie Weeder at
707–825–5168 or Julie.Weeder@
noaa.gov. Exact locations, dates and
times of public meetings will also be
posted on the above Web site.
Authority: 16 U.S.C. 1531 et seq.
Dated: September 18, 2014.
Angela Somma,
Chief, Endangered Species Division, Office
of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2014–23230 Filed 9–29–14; 8:45 am]
BILLING CODE 3510–22–P
COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities: Notice of Intent To Renew
Collection 3038–0062, Regulation
Pertaining to Financial Integrity of the
Forex Market Place
Commodity Futures Trading
Commission.
ACTION: Notice.
AGENCY:
The Commodity Futures
Trading Commission (Commission or
CFTC) is announcing an opportunity for
public comment on the proposed
collection of certain information by the
agency. Under the Paperwork Reduction
Act of 1995 (‘‘PRA’’), Federal agencies
are required to publish notice in the
Federal Register concerning each
proposed collection of information,
including each proposed extension of an
existing collection of information, and
to allow 60 days for public comment in
response to the notice. This notice
solicits comments on requirements
relating to reporting by retail foreign
exchange dealers who fail to maintain
required capital, reporting to customers,
risk assessment filings and
recordkeeping requirements.
DATES: Comments must be submitted on
or before December 1, 2014.
ADDRESSES: You may submit comments,
identified by ‘‘Regulation Pertaining to
Financial Integrity of the Forex Market
Place’’ by any of the following methods:
• The Agency’s Web site, at https://
comments.cftc.gov. Follow the
instructions for submitting comments
through the Web site.
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
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SUMMARY:
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18:09 Sep 29, 2014
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• Hand Delivery/Courier: Same as
Mail, above.
• Federal eRulemaking Portal: https://
www.regulations.gov/search/index.jsp.
Follow the instructions for submitting
comments through the Portal. Please
submit your comments using only one
method.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to https://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from https://www.cftc.gov that it may
deem to be inappropriate for
publication, such as obscene language.
All submissions that have been redacted
or removed that contain comments on
the merits of the ICR will be retained in
the public comment file and will be
considered as required under the
Administrative Procedure Act and other
applicable laws, and may be accessible
under the Freedom of Information Act.
Comments may also be submitted to
the Office of Management and Budget
(OMB), Office of Information and
Regulatory Affairs, Attention: Desk
Officer for CFTC, 725 17th Street NW.,
Washington, DC 20503; or Fax: 202–
395–5806.
FOR FURTHER INFORMATION CONTACT:
Mark Bretscher, Division of Swap Dealer
and Intermediary Oversight, Commodity
Futures Trading Commission, 525 W.
Monroe, Suite 1100, Chicago, IL 60661;
(312) 596–0529; email: mbretscher@
cftc.gov, and refer to OMB Control No.
3038–0062.
SUPPLEMENTARY INFORMATION: Under the
PRA, Federal agencies must obtain
approval from OMB for each collection
of information they conduct or sponsor.
‘‘Collection of Information’’ is defined
in 44 U.S.C. 3502(3) and 5 CFR 1320.3
and includes agency requests or
requirements that members of the public
submit reports, keep records, or provide
information to a third party. Section
3506(c)(2)(A) of the PRA, 44 U.S.C.
3506(c)(2)(A), requires Federal agencies
to provide a 60-day notice in the
1 17
PO 00000
CFR 145.9.
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58751
Federal Register concerning each
proposed collection of information
before submitting the collection to OMB
for approval. To comply with this
requirement, the CFTC is publishing
notice of the proposed collection of
information listed below.
Title: Regulation Pertaining to
Financial Integrity of the Forex Market
Place.
Abstract: Pursuant to Amendments to
the Commodity Exchange Act found in
the Food, Conservation, and Energy Act
of 2008, Public Law 110–246, 122 Stat.
1651, 2189–2204 (2008), the
Commission promulgated a
comprehensive set of rules applicable to
intermediaries and counterparties
engaged in the offer and sale of offexchange forex contracts to retail
customers. New requirements under
Part 5 included reporting by retail
foreign exchange dealers who fail to
maintain required capital, reporting to
customers, risk assessment filings and
recordkeeping requirements.
Burden Statement: The respondent
burden for this collection is estimated to
be 0.87 hours per response.
Respondents/Affected Entities: Retail
Foreign Exchange Dealers, Futures
Commission Merchants, Introducing
Brokers, and other counterparties to
forex transactions.
Estimated Number of Respondents:
60.
Estimated Total Annual Burden on
Respondents: 2830 hours.
Frequency of Collection: Annual and
on occasion.
Dated: September 25, 2014.
Christopher J. Kirkpatrick,
Secretary of the Commission.
[FR Doc. 2014–23263 Filed 9–29–14; 8:45 am]
BILLING CODE 6351–01–P
COMMODITY FUTURES TRADING
COMMISSION
Privacy Act of 1974 System of Records
Notice
Commodity Futures Trading
Commission.
ACTION: Notice of the retirement of two
Privacy Act systems of records notices.
AGENCY:
In accordance with the
Privacy Act of 1974, the Commodity
Futures Trading Commission
(Commission) is providing notice that it
is retiring two systems of records
notices (SORNs), CFTC–20 Registration
and CFTC–28 Self-Regulatory
Organization Disciplinary Action Files,
from its inventory of record systems
because the relevant records are covered
by the revised SORN CFTC–12, National
SUMMARY:
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58752
Federal Register / Vol. 79, No. 189 / Tuesday, September 30, 2014 / Notices
Futures Association (NFA) Applications
Suite System (Exempted).
DATES: This action will be effective
November 14, 2014.
FOR FURTHER INFORMATION CONTACT:
Kathy Harman-Stokes, Chief Privacy
Officer, kharman-stokes@cftc.gov, 202–
418–6629, Office of the Executive
Director, Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
SUPPLEMENTARY INFORMATION: Pursuant
to the Privacy Act of 1974, 5 U.S.C.
552a, and as part of the Commodity
Futures Trading Commission effort to
review and update system of records
notices, the Commission is retiring two
system of records notices, CFTC–20
Registration and CFTC–28 SelfRegulatory Organization Disciplinary
Action Files. The Commission is retiring
these system notices because the records
are covered by the revised SORN CFTC–
12, NFA Applications Suite System.
The Commission will continue to
authorize the NFA to collect and
maintain records on its behalf by
delegated authority, as provided in the
revised CFTC–12, National Futures
Association (NFA) Applications Suite
System (Exempted). The Commission
will rely upon and follow the revised
CFTC–12 NFA Applications Suite
System (Exempted). Eliminating CFTC–
20 and CFTC–28 will not have an
adverse impact on individuals and will
promote the overall streamlining and
management of CFTC Privacy Act
record systems.
Accordingly, as of its effective date,
this notice formally terminates system
of records notices CFTC–20 and CFTC–
28 and removes them from the
inventory of the Commodity Futures
Trading Commission system of records
notices.
Issued in Washington, DC, on September
24, 2014, by the Commission.
Christopher J. Kirkpatrick,
Secretary of the Commission.
[FR Doc. 2014–23203 Filed 9–29–14; 8:45 am]
BILLING CODE 6351–01–P
COMMODITY FUTURES TRADING
COMMISSION
tkelley on DSK3SPTVN1PROD with NOTICES
Privacy Act of 1974 System of Records
Notice
Commodity Futures Trading
Commission.
ACTION: Notice; publication of character
of a revised system of records.
AGENCY:
The Commodity Futures
Trading Commission (Commission or
SUMMARY:
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CFTC) is revising a system of records
under the Privacy Act of 1974, CFTC–
12, Fitness Investigations, and renaming
the system ‘‘National Futures
Association (NFA) Applications Suite
System (Exempted)’’ to more broadly
cover the activities of NFA on behalf of
the Commission by delegated authority
and also cover new data collections for
swap dealers, major swap participants
and retail foreign exchange dealers as
required by the Dodd-Frank Wall Street
Reform Act and recent Commission
rules.
Comments must be received on
or before October 30, 2014. This action
will be effective without further notice
on November 10, 2014, unless revised
pursuant to comments received.
ADDRESSES: You may submit comments
identified by ‘‘NFA Applications Suite
System (Exempted)’’ by any of the
following methods:
• Agency Web site, via its Comments
Online process: https://
comments.cftc.gov. Follow the
instructions for submitting comments
through the Web site.
• Federal eRulemaking Portal:
Comments may be submitted at https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Mail: Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
• Hand Delivery/Courier: Same as
Mail, above. Please submit your
comments using only one method.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to www.cftc.gov. You
should submit only information that
you wish to make available publicly. If
you wish the Commission to consider
information that you believe is exempt
from disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations, 17 CFR
145.9.
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of a submission from
https://www.cftc.gov that it may deem to
be inappropriate for publication, such as
obscene language. All submissions that
have been redacted or removed that
contain comments on the merits of the
notice will be retained in the public
comment file and will be considered as
required under all applicable laws, and
DATES:
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Fmt 4703
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may be accessible under the Freedom of
Information Act.
FOR FURTHER INFORMATION CONTACT:
Kathy Harman-Stokes, Chief Privacy
Officer, kharman-stokes@cftc.gov, 202–
418–6629, Office of the Executive
Director, Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC
20581.
SUPPLEMENTARY INFORMATION:
I. The Privacy Act
Under the Privacy Act of 1974, 5
U.S.C. 552a, a ‘‘system of records’’ is
defined as any group of records under
the control of a federal government
agency from which information about
individuals is retrieved by name or
other personal identifier. The Privacy
Act establishes the means by which
government agencies collect, maintain,
and use information that is personally
identifiable in a government system of
records.
Each government agency is required
to publish a notice in the Federal
Register of a system of records in which
the agency identifies and describes each
system of records it maintains, the
reasons why the agency uses the
personally identifying information
therein, the routine uses for which the
agency will disclose such information
outside the agency, and how individuals
may exercise their rights under the
Privacy Act to determine if the system
contains information about them, among
other things.
II. NFA Applications Suite System
(Exempt)
The Commission proposes to revise a
system of records notice (SORN), CFTC–
12, ‘‘Fitness Investigations,’’ and rename
the notice as ‘‘National Futures
Association (NFA) Applications Suite
System (Exempted).’’ The notice revises
the description of the system and
enhancements to more broadly cover the
activities of NFA on behalf of the
Commission by delegated authority and
also covers new data collections for
swap dealers, major swap participants
and retail foreign exchange dealers as
required by the Dodd-Frank Wall Street
Reform Act and recent Commission
rules. The revised notice also exempts
from certain Privacy Act requirements
those records in this system that refer,
relate to or are from third-party sources
related to fitness or other investigations
of registrants or applicants for
registration. Though subject to change
with future information technology
upgrades, the notice covers activities
that are currently automated by the
following NFA databases and
applications:
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[Federal Register Volume 79, Number 189 (Tuesday, September 30, 2014)]
[Notices]
[Pages 58751-58752]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-23203]
-----------------------------------------------------------------------
COMMODITY FUTURES TRADING COMMISSION
Privacy Act of 1974 System of Records Notice
AGENCY: Commodity Futures Trading Commission.
ACTION: Notice of the retirement of two Privacy Act systems of records
notices.
-----------------------------------------------------------------------
SUMMARY: In accordance with the Privacy Act of 1974, the Commodity
Futures Trading Commission (Commission) is providing notice that it is
retiring two systems of records notices (SORNs), CFTC-20 Registration
and CFTC-28 Self-Regulatory Organization Disciplinary Action Files,
from its inventory of record systems because the relevant records are
covered by the revised SORN CFTC-12, National
[[Page 58752]]
Futures Association (NFA) Applications Suite System (Exempted).
DATES: This action will be effective November 14, 2014.
FOR FURTHER INFORMATION CONTACT: Kathy Harman-Stokes, Chief Privacy
Officer, kharman-stokes@cftc.gov, 202-418-6629, Office of the Executive
Director, Commodity Futures Trading Commission, Three Lafayette Centre,
1155 21st Street NW., Washington, DC 20581.
SUPPLEMENTARY INFORMATION: Pursuant to the Privacy Act of 1974, 5
U.S.C. 552a, and as part of the Commodity Futures Trading Commission
effort to review and update system of records notices, the Commission
is retiring two system of records notices, CFTC-20 Registration and
CFTC-28 Self-Regulatory Organization Disciplinary Action Files. The
Commission is retiring these system notices because the records are
covered by the revised SORN CFTC-12, NFA Applications Suite System.
The Commission will continue to authorize the NFA to collect and
maintain records on its behalf by delegated authority, as provided in
the revised CFTC-12, National Futures Association (NFA) Applications
Suite System (Exempted). The Commission will rely upon and follow the
revised CFTC-12 NFA Applications Suite System (Exempted). Eliminating
CFTC-20 and CFTC-28 will not have an adverse impact on individuals and
will promote the overall streamlining and management of CFTC Privacy
Act record systems.
Accordingly, as of its effective date, this notice formally
terminates system of records notices CFTC-20 and CFTC-28 and removes
them from the inventory of the Commodity Futures Trading Commission
system of records notices.
Issued in Washington, DC, on September 24, 2014, by the
Commission.
Christopher J. Kirkpatrick,
Secretary of the Commission.
[FR Doc. 2014-23203 Filed 9-29-14; 8:45 am]
BILLING CODE 6351-01-P
