Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees; Correction, 22172 [2014-08971]

Download as PDF 22172 Federal Register / Vol. 79, No. 76 / Monday, April 21, 2014 / Notices Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make publicly available. All submissions should refer to File Number SR–C2– 2014–009 and should be submitted on or before May 12, 2014. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–08974 Filed 4–18–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–71914A; File No. SR–ISE– 2014–20] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees; Correction Securities and Exchange Commission. ACTION: Notice; correction. AGENCY: ehiers on DSK2VPTVN1PROD with NOTICES Correction In FR Document No. 2014–08417 beginning on page 21321 for Tuesday, April 15, 2014, the date on which the International Securities Exchange, LLC filed with the Securities and Exchange Commission the proposed rule change was incorrectly stated on page 21321, in the 53rd line of the third column. The correct date is April 1, 2014. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–08971 Filed 4–18–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–71946; File No. SR– NYSEArca–2014–35] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits April 15, 2014. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (the ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 notice is hereby given that, on April 1, 2014, NYSE Arca, Inc. (the ‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of the Substance of the Proposed Rule Change April 9, 2014. The Securities and Exchange Commission published a document in the Federal Register of April 15, 2014 concerning a Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees. The date on which the International Securities Exchange, LLC filed the proposed rule change with the SUMMARY: Securities and Exchange Commission was incorrectly stated. The Exchange proposes to amend the NYSE Arca Options Fee Schedule (‘‘Fee Schedule’’) regarding transaction fees and credits. The Exchange proposes to implement the fee changes effective April 1, 2014. The text of the proposed rule change is available on the Exchange’s Web site at www.nyse.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. 1 15 U.S.C. 78s(b)(1). U.S.C. 78a. 3 17 CFR 240.19b–4. 2 15 11 17 CFR 200.30–3(a)(12). VerDate Mar<15>2010 15:19 Apr 18, 2014 Jkt 232001 PO 00000 Frm 00093 Fmt 4703 Sfmt 4703 II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend the Fee Schedule regarding transaction fees and credits. The Exchange proposes to implement the fee changes effective April 1, 2014. The purpose of this filing is to modify the Exchange’s transaction fees to provide an incentive for more business to be executed on the Exchange. NYSE Arca is proposing to modify certain volume-based incentives to attract more business to the Exchange as well as a fee change to offset these incentives. The Exchange will offset the incentives by raising the Take Liquidity fee for Customer Electronic Executions in Penny Pilot issues 4 to $0.47 per contract. First, NYSE Arca is proposing various modifications to its Customer Monthly Posting Credit Tiers and Qualifications For Executions in Penny Pilot Issues (‘‘Penny Pilot Customer Tiers’’) to make some tiers less strenuous to achieve; make other tiers more difficult to reach, and to adjust the associated credits for various tiers. Specifically, the Exchange is proposing that the qualifying market share of Total Industry Customer equity and ETF option Average Daily Volume (‘‘ADV’’) from executed Customer posted orders in all tiers of the Penny Pilot Customer Tiers be comprised of executed Customer posted orders in both Penny Pilot and non-Penny Pilot Issues (‘‘Total Customer Posted Order Executions’’).5 4 As provided under NYSE Arca Options Rule 6.72, options on certain issues have been approved to trade with a minimum price variation of $0.01 as part of a pilot program that is currently scheduled to expire on June 30, 2014. See Securities Exchange Act Release No. 71159 (December 20, 2013), 78 FR 79042 (December 27, 2013) (SR– NYSEArca–2013–145). 5 The Exchange notes that the alternative method of achieving Tiers 2 and 5 will remain at 0.70% and E:\FR\FM\21APN1.SGM 21APN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 79, Number 76 (Monday, April 21, 2014)]
[Notices]
[Page 22172]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-08971]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-71914A; File No. SR-ISE-2014-20]


Self-Regulatory Organizations; International Securities Exchange, 
LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule 
Change To Amend the Schedule of Fees; Correction

April 9, 2014.
AGENCY: Securities and Exchange Commission.

ACTION: Notice; correction.

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SUMMARY: The Securities and Exchange Commission published a document in 
the Federal Register of April 15, 2014 concerning a Notice of Filing 
and Immediate Effectiveness of Proposed Rule Change to Amend the 
Schedule of Fees. The date on which the International Securities 
Exchange, LLC filed the proposed rule change with the Securities and 
Exchange Commission was incorrectly stated.

Correction

    In FR Document No. 2014-08417 beginning on page 21321 for Tuesday, 
April 15, 2014, the date on which the International Securities 
Exchange, LLC filed with the Securities and Exchange Commission the 
proposed rule change was incorrectly stated on page 21321, in the 53rd 
line of the third column. The correct date is April 1, 2014.

Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-08971 Filed 4-18-14; 8:45 am]
BILLING CODE 8011-01-P

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